Assessor Resource

RIIRAI506D
Implement, monitor, rectify and report on inventory control system

Assessment tool

Version 1.0
Issue Date: May 2024


This unit describes a participant’s skills and knowledge required to implement, monitor, rectify and report on inventory control systems in the Resources and Infrastructure Industries.

This unit is appropriate for those working in management roles

No licensing, legislative or certification requirements apply to this unit at the time of publication

You may want to include more information here about the target group and the purpose of the assessments (eg formative, summative, recognition)



Evidence Required

List the assessment methods to be used and the context and resources required for assessment. Copy and paste the relevant sections from the evidence guide below and then re-write these in plain English.

1. Plan and prepare for inventory control systems

1.1 Access, interpret and apply inventory control system documentation and ensure the work activity is compliant

1.2 Obtain, read, interpret, clarify and confirm work requirements

1.3 Identify the purpose of the inventory control systems

1.4 Identify resources, both human and technical, required to support implementation

1.5 Identify and record site requirements for the system implementation

1.6 Access, identify and interpret the specification for the inventory control system

1.7 Identify, clarify, in consultation, and communicate roles and responsibilities of individuals and work teams

1.8 Identify training needs and develop training plans

2. Implement inventory control system

2.1 Allocate required resources, both human and technical

2.2 Implement record keeping procedures

2.3 Implement processes for controlling stock

2.4 Implement reporting processes

2.5 Communicate system to stakeholders

3. Monitor inventory control system

3.1 Establish procedures for monitoring inventory control system

3.2 Audit inventory control system

3.3 Implement discrepancy reporting procedures

3.4 Supervise production of inventory system reports

3.5 Analyse inventory reports

3.6 Identify major trends

3.7 Identify and document areas requiring adjustment and notify relevant personnel

4. Rectify inventory control system

4.1 Develop processes for adjusting procedures and performance

4.2 Undertake modifications to inventory control system

4.3 Test modifications and make further modifications where necessary

4.4 Record and report modifications to relevant personnel

5. Report on inventory control system

5.1 Document results of inventory control

5.2 Report findings and recommendations

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies relevant legislation, documentation policies and procedures

implements procedures and techniques to safely, effectively and efficiently implement, monitor, rectify and report on inventory control system including:

identifying and addressing training needs

managing work planning and coordination activities

identifying and interpreting trends from inventory records

reading, interpreting and applying inventory information

applying diagnostic techniques

identifying and applying inventory system relationship to manufacturing process

applying inventory system recording and reporting requirements

applying records maintenance requirements

communicating using oral and written communication techniques

applying safe working practices

applying standard operating procedures

demonstrates the identification and selection of viable options for the implementation of site services and infrastructure systems that best meet the required outcomes through:

works effectively with others to implement, monitor, rectify and report on inventory control system, including:

managing people and processes

resolving conflict

coordinating human, financial and physical resources

developing, initiating and administering work plans

engaging internal and external stakeholders

demonstrates completion of the implementation of site services and infrastructure systems that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

identification of the relevant information and scope of the work

identifying the full range of specification requirements

identifying all aspects of the inventory control system

monitoring inventory control systems and stock trends

rectifying issues with inventory including adjusting procedures and performance and modifying the inventory control system

managing the system review and reporting processes

accessing, interpreting and applying processes for controlling stock

identifying and recommending modifications to systems

The candidate must demonstrate knowledge in implementing, monitoring, rectifying and reporting on inventory control systems through:

legislative, organisation and site requirements and procedures for;

site and equipment safety

reporting systems

record keeping and archiving of records

continuous improvement processes

system auditing

monitoring of documentation

software characteristics, technical capabilities and limitations

accessing and interpreting sources of stock/inventory information

work roles and responsibilities

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit must be assessed in the context of this sector’s work environment; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level


Submission Requirements

List each assessment task's title, type (eg project, observation/demonstration, essay, assingnment, checklist) and due date here

Assessment task 1: [title]      Due date:

(add new lines for each of the assessment tasks)


Assessment Tasks

Copy and paste from the following data to produce each assessment task. Write these in plain English and spell out how, when and where the task is to be carried out, under what conditions, and what resources are needed. Include guidelines about how well the candidate has to perform a task for it to be judged satisfactory.

1. Plan and prepare for inventory control systems

1.1 Access, interpret and apply inventory control system documentation and ensure the work activity is compliant

1.2 Obtain, read, interpret, clarify and confirm work requirements

1.3 Identify the purpose of the inventory control systems

1.4 Identify resources, both human and technical, required to support implementation

1.5 Identify and record site requirements for the system implementation

1.6 Access, identify and interpret the specification for the inventory control system

1.7 Identify, clarify, in consultation, and communicate roles and responsibilities of individuals and work teams

1.8 Identify training needs and develop training plans

2. Implement inventory control system

2.1 Allocate required resources, both human and technical

2.2 Implement record keeping procedures

2.3 Implement processes for controlling stock

2.4 Implement reporting processes

2.5 Communicate system to stakeholders

3. Monitor inventory control system

3.1 Establish procedures for monitoring inventory control system

3.2 Audit inventory control system

3.3 Implement discrepancy reporting procedures

3.4 Supervise production of inventory system reports

3.5 Analyse inventory reports

3.6 Identify major trends

3.7 Identify and document areas requiring adjustment and notify relevant personnel

4. Rectify inventory control system

4.1 Develop processes for adjusting procedures and performance

4.2 Undertake modifications to inventory control system

4.3 Test modifications and make further modifications where necessary

4.4 Record and report modifications to relevant personnel

5. Report on inventory control system

5.1 Document results of inventory control

5.2 Report findings and recommendations

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies relevant legislation, documentation policies and procedures

implements procedures and techniques to safely, effectively and efficiently implement, monitor, rectify and report on inventory control system including:

identifying and addressing training needs

managing work planning and coordination activities

identifying and interpreting trends from inventory records

reading, interpreting and applying inventory information

applying diagnostic techniques

identifying and applying inventory system relationship to manufacturing process

applying inventory system recording and reporting requirements

applying records maintenance requirements

communicating using oral and written communication techniques

applying safe working practices

applying standard operating procedures

demonstrates the identification and selection of viable options for the implementation of site services and infrastructure systems that best meet the required outcomes through:

works effectively with others to implement, monitor, rectify and report on inventory control system, including:

managing people and processes

resolving conflict

coordinating human, financial and physical resources

developing, initiating and administering work plans

engaging internal and external stakeholders

demonstrates completion of the implementation of site services and infrastructure systems that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

identification of the relevant information and scope of the work

identifying the full range of specification requirements

identifying all aspects of the inventory control system

monitoring inventory control systems and stock trends

rectifying issues with inventory including adjusting procedures and performance and modifying the inventory control system

managing the system review and reporting processes

accessing, interpreting and applying processes for controlling stock

identifying and recommending modifications to systems

The candidate must demonstrate knowledge in implementing, monitoring, rectifying and reporting on inventory control systems through:

legislative, organisation and site requirements and procedures for;

site and equipment safety

reporting systems

record keeping and archiving of records

continuous improvement processes

system auditing

monitoring of documentation

software characteristics, technical capabilities and limitations

accessing and interpreting sources of stock/inventory information

work roles and responsibilities

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit must be assessed in the context of this sector’s work environment; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level

Copy and paste from the following performance criteria to create an observation checklist for each task. When you have finished writing your assessment tool every one of these must have been addressed, preferably several times in a variety of contexts. To ensure this occurs download the assessment matrix for the unit; enter each assessment task as a column header and place check marks against each performance criteria that task addresses.

Observation Checklist

Tasks to be observed according to workplace/college/TAFE policy and procedures, relevant legislation and Codes of Practice Yes No Comments/feedback
Access, interpret and apply inventory control system documentation and ensure the work activity is compliant 
Obtain, read, interpret, clarify and confirm work requirements 
Identify the purpose of the inventory control systems 
Identify resources, both human and technical, required to support implementation 
Identify and record site requirements for the system implementation 
Access, identify and interpret the specification for the inventory control system 
Identify, clarify, in consultation, and communicate roles and responsibilities of individuals and work teams 
Identify training needs and develop training plans 
Allocate required resources, both human and technical 
Implement record keeping procedures 
Implement processes for controlling stock 
Implement reporting processes 
Communicate system to stakeholders 
Establish procedures for monitoring inventory control system 
Audit inventory control system 
Implement discrepancy reporting procedures 
Supervise production of inventory system reports 
Analyse inventory reports 
Identify major trends 
Identify and document areas requiring adjustment and notify relevant personnel 
Develop processes for adjusting procedures and performance 
Undertake modifications to inventory control system 
Test modifications and make further modifications where necessary 
Record and report modifications to relevant personnel 
Document results of inventory control 
Report findings and recommendations 
Access, interpret and apply inventory control system documentation and ensure the work activity is compliant 
Obtain, read, interpret, clarify and confirm work requirements 
Identify the purpose of the inventory control systems 
Identify resources, both human and technical, required to support implementation 
Identify and record site requirements for the system implementation 
Access, identify and interpret the specification for the inventory control system 
Identify, clarify, in consultation, and communicate roles and responsibilities of individuals and work teams 
Identify training needs and develop training plans 
Allocate required resources, both human and technical 
Implement record keeping procedures 
Implement processes for controlling stock 
Implement reporting processes 
Communicate system to stakeholders 
Establish procedures for monitoring inventory control system 
Audit inventory control system 
Implement discrepancy reporting procedures 
Supervise production of inventory system reports 
Analyse inventory reports 
Identify major trends 
Identify and document areas requiring adjustment and notify relevant personnel 
Develop processes for adjusting procedures and performance 
Undertake modifications to inventory control system 
Test modifications and make further modifications where necessary 
Record and report modifications to relevant personnel 
Document results of inventory control 
Report findings and recommendations 

Forms

Assessment Cover Sheet

RIIRAI506D - Implement, monitor, rectify and report on inventory control system
Assessment task 1: [title]

Student name:

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I declare that the assessment tasks submitted for this unit are my own work.

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Result: Competent Not yet competent

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Assessment Record Sheet

RIIRAI506D - Implement, monitor, rectify and report on inventory control system

Student name:

Student ID:

Assessment task 1: [title] Result: Competent Not yet competent

(add lines for each task)

Feedback to student:

 

 

 

 

 

 

 

 

Overall assessment result: Competent Not yet competent

Assessor name:

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Date:

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